Jonathan Katz - PDFSEARCH.IO - Document Search Engine

Jonathan Katz
Results: 377

#	Item
101	Via Electronic Delivery April 14, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:04:51 Finance Central Securities Depositories Payment systems Self-regulatory organizations Charles Schwab Corporation Depository Trust & Clearing Corporation Schwab U.S. Securities and Exchange Commission Financial economics Financial system Securities
102	April 3, 2003 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-05-13 14:08:36 Finance Depository Trust & Clearing Corporation Settlement U.S. Securities and Exchange Commission Issuer Securities Financial economics Financial system
103	May 9, 2006 VIA ELECTRONIC DELIVERY Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-05-12 15:21:02 Futures exchanges Financial markets Options Clearing Corporation CME SPAN Futures contract Clearing house LCH.Clearnet OneChicago LLC Chicago Mercantile Exchange Financial economics Finance Financial system
104	Jonathan G. Katz Secretary US Securities and Exchange Commission 450 Fifth Street, N. W. Washington, DC[removed]Re: SR-NSCC[removed] Add to Reading List Source URL: www.sec.gov - Date: 2004-12-01 08:21:22
105	IN TE R N A T l 0 N A t S E C U R I T I E S E X C HA N C E December 19,2003 Mr. Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2003-12-31 08:08:33 Financial system United States securities law Chicago Board Options Exchange Financial regulation Short selling Market maker Securities Exchange Act Short Financial markets Financial economics Finance
106	Jonathan G. Katz Committee Management Officer, Securities and Exchange Commission 100 F Street NE,Washington, DC[removed]Dear Mr. Katz: Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-10-06 12:44:49 United States corporate law United States securities law Finance Management Public administration Sarbanes–Oxley Act U.S. Securities and Exchange Commission AT&T Mergers and acquisitions Business Auditing Corporate governance
107	September 1,2005 Jonathan G. Katz, Committoe Management Officm Securities and Exchange Commission 100 F Street,NE Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-10-06 12:42:24 Finance Sarbanes–Oxley Act U.S. Securities and Exchange Commission Financial statement Internal control Center for Audit Quality Auditing Accountancy Business
108	August 26,2005 Jonathan G. Katz Committee Management Officer Securities and Exchange Commission 100 F Street NE Washington, DC[removed] Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2005-09-01 14:37:14 Corporate governance Finance Sarbanes–Oxley Act U.S. Securities and Exchange Commission Internal control Committee of Sponsoring Organizations of the Treadway Commission Public Company Accounting Oversight Board Audit committee Audit Auditing Business Accountancy
109	September 17, 2003 VIA ELECTRONIC MAIL Mr. Jonathan G. Katz Secretary United States Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-22 16:27:48 Financial economics Municipal Securities Rulemaking Board Telemarketing U.S. Securities and Exchange Commission Telephone Consumer Protection Act Broker-dealer Financial Industry Regulatory Authority Selling away Business Self-regulatory organizations Marketing
110	November 1, 2005 Jonathan G. Katz, Secretary Securities and Exchange Commission 100 F Street NE Washington, DC[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-02 16:03:18 Clearing Securities ACT NASDAQ

UPDATE